A template for compliance professionals who navigate regulation and protect organisations.
ICA-certified Compliance Officer with 6 years of experience in financial services regulatory compliance. Expert in FCA regulations, AML/KYC frameworks, and risk assessment. Led compliance programmes for firms managing £5B+ in assets under management.
Compliance Officer CVs must show regulatory expertise and practical impact. Recruiters want to see your ICA or equivalent certification, the regulatory frameworks you cover, and evidence of passing supervisory visits or audits.
FCA regulations, AML/KYC, MiFID II, risk assessment, compliance monitoring, SM&CR, policy drafting, and regulatory reporting.
Describing compliance processes without showing outcomes. "Conducted monitoring reviews" is expected. "Identified and remediated 15 control gaps achieving zero FCA findings" demonstrates your value.
One to two pages. Lead with your ICA/IRM certification and regulatory specialisms. Include the AUM or firm size you cover. Highlight any supervisory visit successes.
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